To appear in : Agency and self awareness : Issues in philosophy and psychology, J. Roessler and N. Eilan (Eds). Oxford, Oxford University Press.
Marc Jeannerod
Institut des Sciences Cognitives
67 Boulevard Pinel,
69675 Bron, France
jeannerod@isc.cnrs.fr
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Introduction.
The mutual relationships of action to consciousness
are complex and far from unequivocal. We execute many of our daily actions
unconsciously ; conversely, we can consciously simulate or imagine actions
we dot not execute. This vast domain of research, motor cognition, is central
to the study, not only of action itself (how it is planned, prepared and
finally executed), but also of how action contributes to the representations
we build from objects and from other selves. In this essay, I will use
the broad term of representation to include the various internal states
in relation to action. There could be better terms, with the advantage
of greater precision, but with the disadvantage of loosing continuity between
different levels of functioning. Indeed, the term representation of an
action can be used in its strong sense, to designate a mental state in
relation to goals and desires, as well as in its weak sense, to indicate
the ensemble of mechanisms that precede execution of a movement. Finally,
it can also be accepted by biologists to designate the state of the neural
network during a mental state related to action.
The various levels of representation of
an action will be described with regard to the subjective experience felt
by an agent during interactions with objects in space or with other individuals.
Three main levels will be identified whether consciousness of objects,
consciousness of goals or consciousness of the self are concerned.
Object oriented movements. The automatic level.
Most of our movements directed at objects are
prepared and executed automatically. Once started, they are performed accurately
and rapidly (in less than one second), which leaves only little time for
feedback regulations. Models accounting for such characteristics have used
the notion of optimization principles, that is, principles that are represented
within the motor system and operate during execution itself. In the motor
literature, such principles have been described in the kinematic domain
(e.g., the minimum jerk model, Hogan and Flash, 1987), in the domain of
biomechanics (optimized trajectories, Desmurget et al, 1997 ; endpoint
comfort, Rosenbaum et al, 1990) and in the time domain (Hoff and Arbib,
1993). Besides optimization of execution, other features of object oriented
movements strongly suggest that they are organized, or represented, prior
to execution. A widely studied example is the action of grasping. Changes
in finger position appropriate for a stable grasp occur during the reaching
component that transport the hand at the object location, that is, far
ahead of contact with the object. This process of grip formation has been
epitomized by the parameter of maximum grip amplitude : At about 70% of
movement time, the distance between fingers that compose the grip (e.g.,
thumb and index finger) reaches a maximum value which exceeds object size.
The important point, however, is that maximum grip amplitude has been shown
to be exactly correlated to object size and is therefore likely to reflect
a representation of the object (see Jeannerod, 1986).
The representation that could account for
such anticipatory adjustments must therefore encode, not only the properties
of the central and peripheral motor system used for optimization of the
movement execution. It must also encode those properties of the object
that are relevant to potential interactions with the agent, according to
his intentions or needs: object's shape and size are relevant to grip formation
(maximum grip size, number of fingers involved), its texture and estimated
weight are relevant to anticipatory computation of grip and load forces,
etc. In addition, the processing of object properties must take into account
the location and orientation of the object with respect to the body. In
other words, the representation of object properties interact with motor
factors, such as the biomechanics of the arm, for defining the final pattern
of the grasp. To demonstrate this point, Paulignan et al (1996) systematically
studied the orientation of the opposition axis (the axis defined by the
positions of the thumb and the index finger on the object surface) during
grasping the same object placed at different positions in the working space.
The object they used (an upright cylinder) was visually "simple" in that
it afforded an infinite number of possible positions of the fingers on
its surface. In this condition, the orientation of the opposition axis
was only guided by the biomechanics of the arm. They found that the orientation
of the opposition axis remained invariant with respect to the body axis
of the subject, which is a clear indication that computation of the grasp
by the visual system was effected within a body centered (egocentric) frame
of reference (Figure 1a). In most everyday situations, however, the interaction
between visual and motor factors is dominated by visual constraints. Indeed,
if the shape of the object affords only few positions for the opposition
axis, the arm biomechanics have to adapt to the object. As shown by Figure
1b, a slight change in the orientation of such an object may cause a major
reconfiguration of the grasping movement directed at that object (Stelmach
et al, 1994).
The anatomical theory of a duality of visual
pathways.
The term of pragmatic representation has been
proposed (see Jeannerod, 1994) for qualifying this mode of representing
objects as goals for action. The most striking characteristic of pragmatic
representation is its implicit functioning and correlatively, its unconscious
nature. Although further qualification will be needed to better define
the term pragmatic (see below), this mode of representation opposes another
one, not directly related to action (the semantic representation) whereby
the same objects can be processed for identification, naming, etc. This
distinction stresses the fact that objects are multiply represented, according
to the task in which they are involved. For the purpose of the present
paper, which is to discuss the degree of consciousness attached to different
forms of action, we have to concentrate on two controversial and related
issues : i), whether pragmatic processing is associated to a specific neural
system. and ii), whether the unconscious nature of pragmatic processing
is a consequence of the structure of this system, or a consequence of constraints
imposed by pragmatic processing itself.
The first issue, which will be discussed
only briefly here (see Jeannerod, 1997), relies on an anatomical theory
for the processing of visual information. This theory, which was developed
in the last twenty years or so, proposes a duality of cortico-cortical
visual pathways (Ungerleider and Mishkin, 1982) : an occipito-parietal
route (the dorsal visual pathway) specialized for visuospatial processing
and, by extension, for processing object-oriented movements ; and an occipito-temporal
route (the ventral pathway) for object recognition. Subjects with lesions
located in specific areas of the parietal lobe exhibit a typical impairment
in object oriented behavior with their contralesional arm. They misreach
object location and are unable to form the proper grip : grip size is improperly
calibrated, orientation of opposition axis is inappropriate, etc. (Jeannerod
et al, 1994). This impairment, however, appears to be limited to processing
those visual properties of an object that are relevant to interacting with
it. Of course, in the same subjects, semantic identification of the objects
is preserved. These observations stress the fact that pragmatic processing
might take place in the parietal lobe (i.e., in the dorsal pathway of visual
cortico-cortical connections), whereas semantic processing would take place
somewhere else (indeed, there are examples of subjects with large lesions
in the ventral part of the visual system, who fail to recognize objects,
whereas they can correctly handle them ; Goodale et al, 1991). The fact
that, in parietal patients, the grasping deficit is limited to the arm
contralateral to the lesion supports the notion that pragmatic processing
functions locally and, by way of consequence, should remain unconscious
This raises the second issue : are automatic
movements unconscious because they pertain to a neural system (the dorsal
pathway) that, by design, does not operate on the conscious mode ? This
attractive possibility is not entirely supported by experimental data in
normal subjects. In a recent study using PET Faillenot et al (1997) have
compared the patterns of cortical activation during two different tasks,
an action task (grasping objects of different sizes and shapes by hand),
and a perceptual task (perceptually matching these objects with each other).
In the first task, the main activation foci were in the motor areas and
the inferior parietal lobule contralateral to the hand used for the task,
but also in the right posterior part of the intraparietal sulcus. In the
second task, two foci were found, one in the left inferotemporal cortex,
and one in the right posterior parietal cortex : this latter focus clearly
overlapped with the homologous focus activated during grasping. This result
means that perceptual analysis, even when no action is to occur, uses resources
that pertain to the dorsal pathway and are also used during object-oriented
action. Following up this result, Faillenot et al (1999) tested further
the degree of involvement of parietal cortex during perceptual discrimination.
Subjects had to discriminate shapes which were presented with different
degrees of slant in the frontal plane (a 2-D orientation task) or in the
sagittal plane (a 3-D orientation task). These tasks, where no action was
ever required, did produce activation in areas located in the posterior
part of the intraparietal sulcus (the dorsal pathway), as well as at the
occipito-temporal junction and in the inferior temporal gyrus (the ventral
pathway).
These results in normal subjects illustrating
perceptual functions of the parietal lobe are to be compared with the effects
of lesions of the same areas. Patients with such lesions, besides their
problems in visuomotor transformation already described, may also exhibit
typical perceptual deficits. They may be unable to copy objects by drawing
(the so-called constructive apraxia) ; they may have great difficulties
recognizing on a photograph objects displayed in a non canonical orientation
(Warrington and James, 1986). They cannot resolve, either motorically or
perceptually, the 3-D orientation of objects or their spatial relations
with respect to other objects. One could speculate that these perceptual
difficulties represent one and the same deficit as the visuomotor ones
: only those aspects of perception which relate to action would be affected
by the lesion, whereas other aspects, those related to identification and
semantic processing would be left intact. Obviously, this would require
a radical redefinition of what has been called pragmatic processing, as
it would now include representation of the same visual stimuli both in
an allocentric and an egocentric reference frame, where that part of the
processing coded egocentrically (the visuomotor transformation) would be
devoid of conscious counterpart, whereas the perceptual part would be conscious.
Another interpretation for automaticity of object-oriented
movements would be that these movements are unconscious because this is
a prerequisite for accuracy. The main argument would be that the life span
of the working memory used for a goal directed movement must not exceed
the duration of the movement itself : if corrections have to be generated
they must be effected on the basis of the goal of each movement, and the
representation of that goal must be erased before another segment of the
action starts. Experiments where the goal is modified during the movement
support this view : if a target briskly changes its location during the
ocular saccade that precedes a pointing movement toward that target, subjects
usually remain unaware of the displacement (they see only one, stationary,
target) ; yet, they correctly point at the final target location (e.g.,
Bridgeman et al, 1981). Goodale et al (1986) reported a pointing experiment
where the target occasionally made jumps of several degrees, unnoticed
by the subjects. They found that the subjects were nonetheless able to
adjust the trajectory of their moving hand to the target position : Interestingly,
no additional time was needed for producing the correction, and no secondary
movement was observed, suggesting that the visual signals related to the
target shift were used without delay for adjusting the trajectory. According
to this view, generating a motor response to a stimulus and building a
perceptual experience of that same stimulus would activate different mechanisms
(Castiello et al, 1991).
A model for automatic control of movements.
The system for automatic control of movements
has been described using a simple feedforward model. Roughly speaking,
such a model includes a representation of the goal of the forthcoming movement
(the desired state), which can be used as a reference for completion of
the movement, and which generates output signals for executing it. During
execution, the reafferent signals (i.e. signals arising as a consequence
of the movement itself) are checked against the desired state. Any mismatch
resulting from this online comparison process is in itself a signal for
immediate corrections. The reafferent signals used for the comparison are
of several types. Visual signals arise from limb displacements and from
concomitant displacements of visual objects ; proprioceptive signals arise
from joint or skin receptors, etc. Similar models were invented about 50
years ago by physiologists (e.g., von Holst, 1954) for accounting for the
distinction between self produced and externally produced changes in the
external world. According to these authors, if perceived changes were correlated
with self-generated output signals, they were registered as consequences
of one's own action. If not, by contrast, they were registered as originating
from an external source. The correlation between outgoing signals and the
resultant incoming signals is thus an unambiguous feature of self-generated
changes.
The goal of the desired action must be
kept in memory for a sufficient duration so as to allow the comparison
to operate. As stressed above, if the comparison reveals a mismatch with
respect to the desired state, an immediate correction may be generated.
If, on the other hand, no mismatch occurs and the desired state is reached,
the memory can be erased. The model offers the possibility that the comparison
process could also take place ahead of execution itself : a representation
of the desired state as it would occur if it were executed and of the reafferences
that it would generate is built and matched with the initial internal model.
If this comparison does not anticipate any mismatch, then the system would
proceed to the next step (e.g., Wolpert et al, 1995). Such a view, based
on engineering models, opens new possibilities for understanding the functions
of motor representations.
Evidence for lack of awareness of automatic
actions.
These mechanisms are supposed to operate automatically,
that is, they should remain outside subjective experience from the agent.
This prediction was tested in an experiment specifically designed to investigate
the degree of awareness to which subjects can access about the details
of their own movements. In this experiment (Fourneret and Jeannerod, 1998),
subjects were instructed to draw lines in the sagittal direction with a
stylus on a digital tablet. The output of the stylus was shown to them
on a computer screen seen in a mirror, itself placed so as to mask the
subject’s hand (Figure 2a). On some trials, a bias was introduced in the
output of the digital tablet, such that the line seen in the mirror appeared
to deviate from the sagittal direction (to the right or to the left) and
by a given angle. The subject therefore had to deviate his tracing in the
opposite direction and by the same angle in order to fulfil the instruction
of drawing in the sagittal direction. At the end of each trial, the subject
indicated verbally (by selecting a line on a test card) in which direction
he thought his hand had actually moved. The results were twofold : first,
the subjects were consistently able to trace lines that appeared sagittal,
that is, they accurately corrected for the bias. Second, they gave verbal
responses indicating that they thought their hand had moved sagitally,
hence ignoring the actual movements they had performed (Figure 2b). Thus,
normal subjects appear to be unable to consciously monitor the signals
generated by their own movements. Instead, the all set of mechanisms outlined
above (e.g., desired state, memory storage, comparator, etc.) operate on
an implicit mode, without conscious counterpart. Subjects tend to adhere
to the goal, not to the way it has been achieved.
A different situation arises in case of
failure of the movement, that is, when the goal cannot be reached. In this
case, according to the above speculations, because the mismatch between
the desired state and the expected result is not corrected, the representation
of the desired state would not be erased. It has been previously suggested,
on the basis of introspective evidence, that in such a situation one should
shift to a conscious strategy whereby one becomes aware of the goal of
the movement and of the cause of its failure (Jeannerod, 1994). This suggestion
seems to be supported by the results of an unpublished experiment of Slachevsky,
Pillon, Fourneret, Pradat-Diehl, Jeannerod and Dubois, using the same design
as above. Although Fourneret and Jeannerod (1998) had limited the amplitude
of the bias to 10 degrees and randomized the trials with different amplitudes
and directions of bias, Slachevsky and her colleagues used a bias in one
direction only (e.g., right) with increasing amplitude from trial to trial,
up to 42 degrees. At an average amplitude between 14 and 24 degrees, normal
subjects became clearly aware of the bias and declared that the movement
of their hand erred in a direction different from that seen on the screen.
Interestingly, beyond this value of 24 degrees, their motor performance
changed: although inaccuracy in compensating for the bias and variability
kept increasing up to 24 degrees, it suddenly improved beyond this
value. This result tends to confirm the introspective evidence that a movement
becomes conscious when it fails (e.g., Pacherie, 1997). When large discrepancies
appear and corrections are beyond the capacities of the automatic level,
another level of the action system is activated. This hypothesis will be
further developed below.
Only little is known about the neural basis
of this mechanism. Slachevski and her colleagues examined further a group
of patients with frontal lobe lesions. Unlike normal subjects, frontal
patients did not shift from the automatic to the conscious mode when the
bias increased. Instead, they kept using the same automatic strategy, making
larger and larger, unnoticed errors. Indeed, patients with frontal lobe
lesions exhibit typical impairments demonstrating their inability to consciously
monitor their performance and to override their automatic responses. Some
of these patients present with the so-called “imitation behavior”
whereby they compulsively reproduce actions performed by other people in
front of them or compulsively use objects displayed in front of them (Lhermitte,
1983).
What is consciously represented in actions.
The next problem, therefore, is to identify the
level at which the agent becomes aware of his goals, intentions and desires
or, more simply, is able to produce a conscious judgement about his action.
According to a widespread conception in psychology, the conscious level
of cognitive activities should pertain to a unitary symbolic representation,
common to many modalities (e.g., linguistic, perceptual, motor, etc). Requin
(1992), for example, considered that, at the highest level, motor actions
would be represented in a non-motoric, holistic and symbolic mode and could
give rise to a conscious experience. This formulation departs from the
concept of a motor representation used here, for several reasons. The first
reason is that motor cognitive activity seems to be endowed with modular
properties. Studies on motor memory show that it relies on mechanisms distinct
from those of semantic memory, for example. This can be verified by comparing
retention in subjects instructed to learn a list of action sentences (“open
a book”) either after mere verbal presentation by the experimenter, or
after pantomimed performance of each action by the subjects. It was found
that performing the actions remarkably improves recall and recognition
of these actions. This enactment effect, however, allows for a good
recall only of action-relevant information, not contextual information
associated with the actions (e.g. in sentences like “smoke a pipe in the
garden”). Conversely, if instructed to mentally visualize the action during
the learning phase, subjects retain contextual information better than
action-related information (see Engelkamp, 1995). This is clearly in contradiction
with the idea that consciousness of action could be an attribute of a purely
speculative “symbolic level”. The empirical evidence is more in favor of
the idea that mental representations consist of modality-specific structures,
than it is of a propositional-computational mode of functioning (e.g.,
Paivio, 1986).
The second set of reasons for rejecting a single
holistic system for conscious representations is that it contradicts many
data obtained with cognitive neuroscience methods, especially neuroimagery,
showing that there is no discontinuity between the automatic level and
the conscious level. Our working hypothesis here will be that the motor
representation is a recursive structure, in the sense that goals which
account for automatic execution of individual movements are embedded into
a broader goal, which accounts for the unfolding of the whole action. The
memory system in which this ultimate goal is stored for building a representation
of the whole action must have characteristics different from those of the
short term storage for performance of individual movements. The problem
in this section, therefore, will be to determine at which level of integration
of individual movements into the whole action these characteristics begin
to change.
Before we can address this point, however, we
have to introduce a more complete definition of the term action, a definition
which did not appear necessary as long as only execution was considered.
Action as it is understood here should not be limited to its overt appearance
(the production of a set of observable movements). It also includes the
covert aspect which corresponds to the internal representation of its goal.
Indeed, we postulate that the two aspects, covert and overt, of an action
are closely related with each other, such that they are parts of the same
continuum. This postulate bears important logical consequences, namely
that an overt action necessarily involves a covert counterpart, but that
a covert action does not necessarily involve an overt counterpart. This
asymmetry has raised one of the most critical issues in classical psychology,
about how to infer the properties of the covert part from its behavioral
counterpart. Although the measure of reaction times (the so-called mental
chronometry) has long been the only available solution, the introduction
in recent years of objective methods for measuring brain activity now provides
a more direct access to purely internal states, even in the absence of
any behavioral manifestation (see Jeannerod, 1999).
The problem at this point is to determine the
content of this conscious level. It is not expected to be a mere “reading”
of the content of the automatic level, where the optimization rules, the
biomechanical constraints and the pragmatic properties of objects are represented.
Indeed, as already shown, the content of the conscious level does not include
the complete set of details of what has been actually performed and how
it has been performed. Introspectively, the agent seems to have only access
to the general context of the action, its ultimate goal, its consequences,
and the possible alternatives to it. In order to examine this point, however,
it is necessary to design experimental situations where the consciously
available content of an action could be objectively tested. To this aim,
we will focus on motor imagery, the conscious simulation of actions, a
condition that has been proposed several years ago as a plausible model
for studying aspects of motor representations, including their conscious
content (Jeannerod, 1994). Somewhat paradoxically, as the following paragraphs
will show, the subjective content of a mentally imagined action will appear
to be limited, whereas its actual content will be found to extend far beyond
what is consciously available. Two sets of experimental arguments will
be used, those derived from chronometric analysis, and those obtained with
neuroimaging techniques.
Chronometric analysis of motor images.
Mental chronometry relies on subjects responses,
based on their subjective experience. Analyzing the pattern of responses
allows making inferences about the implicit cues that subjects potentially
use to give their responses. To take a typical example, consider the task
of mentally simulating hitting alternatively two targets of a given size
and placed at a given distance from each other (the Fitts' task). The rate
of hitting is paced by a metronome, beating at an increasing frequency.
The subject is instructed to warn the experimenter whenever he or she feels
unable to keep hitting the targets as the metronome frequency increases.
Sirigu et al (1996) found that the critical frequency at which subjects
failed to hit the imaginary targets was the same as for hitting real targets.
All that the subjects (consciously) know is that, when metronome frequency
increases, they experience an increasing difficulty to perform the mental
task of hitting the targets. What they do not know, is that their responses
follow the same regularity as if they were actually hitting visual targets.
Another example of the existence of an implicit
content in motor imagery is provided by a series of experiments based on
conscious judgements of feasibility of an action. In an unpublished experiment
of Frak, Paulignan and Jeannerod, subjects were shown a glass of water
from above with an indication of where the thumb and the index finger should
contact it. Subjects, without performing the action, had to judge (by pressing
on different keys) whether the action of raising the glass and pouring
the water into another container would be easy, difficult, or impossible
for each set of finger positions. Their pattern of responses followed the
limitations that the geometry of the upper limb would have imposed on real
motor performance, which implies, although they received no instruction
to do so, that they unconsciously simulated the movement before giving
the response. Their response times (within 1500-2000 ms) increased with
the estimated difficulty of the task. This result is in line with other
observations showing that recognition of the handedness of a visually presented
hand depends on similar covert sensorimotor processes (Parsons, 1994).
As a rule, these experiments tend to converge on a common finding, namely
that the time to give the response reflects the degree of mental rotation
needed to bring one’s hand in a position adequate for achieving the task.
This implicit process is the motor counterpart of the classical mental
rotations or displacements used for giving responses about visual objects
(Shepard and Metzler, 1971). However, unlike 3-D shapes, which can be rotated
at the same rate in any direction, rotation of one's hand is limited by
biomechanics of the arm joints. According to Parsons et al (1995), response
times thus reflect biomechanically compatible trajectories, at the same
rate as for executed movements. Similar effects on response times have
been observed for making judgements on how to use hand held objects or
tools. Our implicit knowledge about actions influences the way we cognitively
process the visual world. In other words low level constraints, which normally
pertain to the level of automatic execution, are also represented at the
level of simulated actions, but they remain implicit.
Functional anatomy of motor representations.
A second set of information about the organization
of motor representations can be drawn from neuroimaging experiments. Studying
the pattern of brain activity during the process of generating an action,
either limited to its covert part as in intending or mentally simulating,
for example, or also including overt motor performance, reveals that activated
areas partly overlap during different modalities of representation. During
mental simulation of movement of the right hand, activity increases in
several areas directly concerned with motor behavior. At the cortical level,
the primary motor area, area 6 in the inferior part of the frontal gyrus
and area 40 in the inferior parietal lobule are activated on the left side.
Subcortically, the caudate nucleus is activated on both sides and the cerebellum
on the left side only. Another focus of activity is observed in left prefrontal
areas, extending to the dorsolateral frontal cortex (areas 9 and 46) (Decety
et al, 1994). Finally, the anterior cingulate cortex (areas 24 and 32)
is bilaterally activated, as is SMA (Stephan et al., 1995). Besides mental
simulation, there are other modalities of consciously represented actions,
like intentionally selecting a motor pattern among several possible alternatives.
Brain activation in this condition also involves the left dorsolateral
prefrontal cortex, the anterior cingulate region (Frith et al, 1991), as
well as premotor and parietal cortices (Spence et al, 1997). In addition,
a similar pattern of activation can be found in the case of completely
implicit motor representations, like those generated by observing tools
(Perani et al, 1995) or even hearing action verbs.
The implicitness of covert actions like
mentally simulated ones opens interesting perspectives on other modalities
of motor cognition. Indeed, another form of implicit mental operation has
been recently added to the realm of motor imagery: this is the cognitive
process related to recognizing and understanding actions observed from
other individuals. A series of PET experiments were performed for exploring
brain activity during observation of actions performed by others. In the
Grafton et al.'s (1996) experiment, subjects were instructed to carefully
observe simple meaningful actions (prehension movements performed by the
experimenter's right hand). Brain activation in this condition was compared
with a control condition where the subjects merely looked at visual objects.
The activated areas were mostly located in the frontal lobe, where the
SMA and the lateral area 6 in the precentral gyrus were involved, as well
as area 45 in the inferior frontal gyrus, and in the parietal lobe, where
area 40 was involved. The Grafton et al's study, however, did not allow
making a clear distinction between different modalities of acquiring information
related to the observed action. It is likely that the subject's cognitive
strategy during observation influences the distribution of cerebral activation,
whether the observed action has an overt content, or can only be described
as a spatiotemporal pattern, or is a motoric pattern to be replicated later
on. In order to evaluate this possibility, Decety et al. (1997) manipulated
the cognitive strategy of the subjects by giving them specific instructions
during the observation and by presenting them with different types of actions.
When the subjects had received the instruction to memorize the actions
with the purpose of later imitation, the SMA and the ventral premotor cortex
were activated. A bilateral involvement of dorsolateral prefrontal cortex
was also found in this condition, in agreement with previous studies concerning
the planning of voluntary actions (Frith et al., 1991) and the mental simulation
of actions. When the instruction was to observe the actions with the purpose
of recognising them, by contrast, only the parahippocampal gyrus in the
temporal lobe was activated.
This pattern of activation supports the
idea that actions performed by others can be understood by an observer
to the extent that they can be “simulated” by that observer (the so-called
simulation theory, see Gallese and Goldman, 1998). This strategy
of putting oneself in the shoes of the agent would represent the basis
for a broad spectrum of cognitive functions, starting from understanding
others' actions, up to learning by observation and imitation. The simulation
theory is in line with many of the results described earlier in this paper,
like, for example, the implicit simulation of action during handedness
recognition. Thus, observing an action would activate within the observer’s
brain the same mechanisms that would be activated were that action intended
or imagined by that observer. In turn, this implicit representation in
the brain of how movements are generated influences interpretation of actions
observed from other people (see Jeannerod, 1999).
A hypothesis accounting for how a representation
of an action performed by someone else could be built has been put forward
by the Rizzolatti group, based on monkey experiments. In these animals,
a population of neurons located in the premotor cortex can be activated
both when the animal performs a certain type of movements and when it observes
that same movement performed by a conspecific (mirror neurons, Rizzolatti
et al, 1996). According to the above simulation theory, these neurons might
fulfil the role of a representational system encoding observed actions
within a format compatible with their execution by the observer. A number
of behavioral phenomena could be explained in this way. Among those are
motor facilitation phenomena, whereby an action can become contagious among
a group of people (yawning and laughing are typical examples). Whether
this rather primitive mechanism would also hold for extracting the cognitive
significance of an observed action is an open possibility.
The main conclusion to be drawn from this section
is that motor cognition relies on cortical patterns of activity specific
for each function (e.g., mentally simulating, intending, understanding)
but partly overlapping between functions. Motor representations, although
they can be built or activated by several different ways (e.g., mental
simulation of an action originates from a certain type of motor memory
; action understanding relies on a special type of perception for biological
motion, etc) share common mechanisms. The automatic level and the “ conscious
” level are not independent from each other: they are different effects
of a common process. As stressed by Jeannerod (1994) and Rizzolatti (1994),
there is a complete functional equivalence between motor imagery and the
events leading nonconsciously to action: conscious and nonconscious motor
images are the basic elements of which motor actions are constructed.
Attribution of an action to its author. The
agency level
This section will emphasize a paradox in motor
cognition. Whereas subjects execute actions, the content of which they
remain essentially unaware, they seem to have no problem in correctly attributing
these actions to themselves or to an external agent. Besides having explicit,
albeit limited, knowledge of the content of their own actions, normal individuals
are good at judging whether an action originated from them or not. Although
such a judgement may often be trivial, this is not always the case. Not
to mention pathological conditions (see below), there are in everyday life
ambiguous situations which obviously require a subtle mechanism for signaling
the origin of an action. Among those are situations created by interactions
between two or more individuals (e.g., joint attention, matched actions,
or mutual imitation, for example). There are also situations, usually pertaining
to the domain of man-machine interactions, where the cues for an agency
judgement about an action can be degraded (e.g., telemanipulation, virtual
reality systems, etc).
Schematically, a basic distinction can be made
between situations involving actions observed from other individuals and
situations involving self-generated actions (executed or not). In the first
case, the incoming information is exclusively based on visual perception.
It has been shown that visual information arising from “ biological ” movements
(e.g., those produced by living individuals as opposed to mechanical devices)
contain kinematic features that render them “intentional” and make them
easily recognizable, even by very young infants (Dasser et al, 1989 , Johansson,
1977). This visual information, according to the mirror neuron concept,
would ultimately activate motor neurons, with the consequence that the
observed action would be understood as a potential action of the self.
Now consider the second case, i.e., when the action is imagined or intended.
Here, the available information is entirely internal to the subject, based
on activation of those structures that will represent a desired state.
The processing of this self-generated information also ultimately reaches
the motor areas : as stressed earlier, the pattern of cortical activation
in the two cases resemble each other and may create confusion. It has to
be assumed, however, that the creation of a desired state, although it
may activate neurons which are also activated during observation of action
(e.g., the mirror neurons) will activate many other populations which will
not participate in the situation of mere observation. Finally, it is only
when the self-generated action comes to execution that the distinction
from an observed action becomes unambiguous. A set of signals, which are
very likely to be the same as those described in the first section, become
involved, with the possibility of comparing the self-generated signals
(which are transformed into command signals) with coordinated reafferent
signals, visual or proprioceptive. This comparison, in principle, should
not be possible during action observation, where no reafferent signals
should be produced. However, pathological conditions such as compulsory
imitation in frontal patients, where the observed action is readily transformed
into execution (Lhermitte, 1983), clearly represent an exception to this
rule. This behavior suggests that an observer monitoring an action performed
by someone else is never far from being also the agent of that action.
An experimental study of agency.
Let us consider here the situation where an action
is executed, but its origin is rendered ambiguous. The question will be
to determine how an agent can disentangle this ambiguity to produce an
agency judgement. To this aim, an experimental situation was designed by
Daprati et al (1997). In this experiment, the subject’s hand and the experimenter’s
hand were filmed by two different cameras. By changing the position of
a switch, one or the other hand could be briefly displayed on the video
screen seen by the subject. The two hands looked alike as they were covered
with a similar glove. In each trial, both the experimenter and the subject
had to perform a given hand movement on command (e.g., stretch thumb, stretch
fingers 1 and 2, etc) : on some trials, however, the experimenter’s movement
departed from the instruction. As a result of this experimental arrangement,
the subject was randomly shown either his own hand, or the experimenter’s
hand performing the same movement as him, or a different movement. At the
end of each trial, a verbal agency judgement was recorded : the subject
had to say whether the hand he had seen was his hand or another hand. Normal
subjects were able to unambiguously determine whether the moving hand seen
on the screen was theirs or not, in the two "easy" conditions : First,
when they saw their own hand, they correctly attributed the movement to
themselves ; second, when they saw the experimenter's hand performing a
movement which departed from the instruction they had received, they correctly
denied seeing their own hand. By contrast, their performance degraded in
the "difficult" trials where they saw the experimenter's hand performing
the same movement as required by the instruction : in this condition, they
misjudged the alien hand as theirs in about 30% of cases (Figure 3a).
One possibility is that the subjects in
this experiment based their judgement on internal signals arising from
their own action, and on monitoring the degree of correlation between these
internal signals and other types of signals (e.g., visual). However, if
one considers that these action-related signals are not consciously monitorable,
the problem remains to understand how they can influence the state of the
conscious level, where the agency judgement is generated. Another possibility
is that subjects built their own representation of the action from available
information and that conscious distinction between a representation corresponding
to a self-produced action and an action produced by another agent relied
on the pattern of cortical activation generated for each of these modalities.
Internal, self-generated, signals contributed to the correct agency judgement
by reinforcing those representations pertaining to a self-produced action
(see Jeannerod, 1999).
Pathological dysfunction of agency.
One possibility for substantiating the above
hypothesis is to examine pathological conditions which affect consciousness
of action and self-consciousness. One class of symptoms displayed by schizophrenic
patients seem to be closely related to dysfunction of the above mechanisms.
These symptoms include insertion of thought, auditory-verbal hallucinations,
delusion of reference, delusion of alien control. Those are false beliefs
which lead to a feeling of depersonalisation by impairing the distinction
between the self and the external world (e.g., Schneider, 1959). The impairment
of such patients in correctly attributing an action to the proper agent
is demonstrated by the frequent occurrence of auditory verbal hallucinations.
Early results of neuroimaging studies in hallucinating schizophrenics,
showing activation of Broca's area, had first suggested that the patients
were in fact misinterpreting their own inner speech (e.g., David, 1994,
Silbersweig et al, 1995). More recent results rather suggest that hallucinations
might rely on activation of primary auditory cortical areas. A more reasonable
approach, however, is to determine first the pattern of cortical activity
in normal people in different situations like hearing one's own voice,
producing inner speech, or imagining someone's voice, and to compare the
results with those of hallucinating patients. Available data suggest that,
in normal subjects, the temporal area is more activated during hearing
the voice of someone else than during hearing one's own voice. In addition,
cingular and frontal areas are activated only during hearing the stranger's
voice (McGuire et al, 1996). It is thus possible that this mechanism might
not operate correctly in schizophrenics.
Spence et al (1997) also examined the same problem
during generation of spontaneous arm movements. Cortical activity was monitored
with PET in schizophrenic patients with experience of delusional control.
During the scan, the patients were required to voluntarily move a joystick
and to freely select the direction of the movement. Most of them reported
vivid experiences of alien control when performing the motor task. Brain
activation was found to be increased in a cortical network including the
left premotor cortex and the right inferior parietal lobule and angular
gyrus, at the level of areas 40 and 39. This right parietal hyperactivity
in deluded subjects is particularly interesting : it is noteworthy that
lesions at this level frequently result in altered awareness (neglect)
for the contralateral limbs and space, and denial of the disease (anosognosia)
; conversely, transient hyperactivity (during epileptic fits for example)
may produce the impression of an alien phantom limb (see Spence et al,
1997). This result, together with those obtained for verbal hallucinations
might be interpreted as a deficit in cortico-cortical inhibition (possibly
of prefrontal origin, Frith, 1996), normally suppressing activity in critical
areas during self-produced action. Increased activity in these regions
would therefore lead to incorrect agency judgements with a tendency to
misattribute actions to an external agent.
The pattern of misattributions in schizophrenic
patients is twofold. First, hallucinating schizophrenic patients may show
a tendency to incorporate external events in their own experience, or to
interpret environmental cues as specifically directed to themselves. Accordingly,
they may misattribute their own intentions or actions to external agents.
During auditory hallucinations, the patient will hear voices that are typically
experienced as coming from a powerful entity trying to monitor and control
his/her own behavior. In cases of delusion of alien control, the patient
may declare that he or she is being acted upon by an alien force, as if
his/her thoughts or acts were controlled by an external agent. The reverse
pattern of misattribution can also be observed. In this case, patients
are convinced that their intentions or actions can affect external events,
for example, that they can influence the thought and the actions of other
people. As a consequence, they tend to misattribute the occurrence of external
events to themselves. Daprati et al (1997), using the same paradigm as
above in groups of schizophrenic patients, found a dramatic increase in
the rate of incorrect responses in the "difficult" trials. The error rate
was 80% in a group of schizophrenics with delusional experiences, whereas
in a non-hallucinating group, it was only 50% (Figure 3b). The fact that
all patients gave nearly correct responses in the other two conditions
(the error rate remained within 1%-7%) excludes the possibility that the
effect observed in the “difficult” trials could be due to factors unrelated
to the task, such as lack of attention. In this experiment, schizophrenic
patients thus tended to overattribute to themselves actions produced by
others. This behavior might correspond to a dysfunction of a comparison
process (as already suggested by Feinberg, 1978 and Gray et al, 1991),
similar to that described for the control of automatic actions, such that
the effects of actions of others would be interpreted through the intentions
of the self. The consequence of this misinterpretation would be that external
events are seen as the result expected from one’s own actions. This type
of errors by overattribution is an exaggeration of what is observed in
normal subjects who may also attribute to themselves actions performed
by others when they are presented in ambiguous conditions.
Conclusion.
Several levels of representation of actions have
been identified. The automatic level essentially corresponds to nonconscious
interaction with objects in the external world. It relies on pragmatic
processing of these objects, in order to extract those properties (extrinsic
and intrinsic) that are relevant to action. Brain areas responsible for
visuomotor transformation, like parietal areas surrounding the intraparietal
sulcus, and premotor areas, are likely to be involved in this mechanism.
The content of motor representations may become
conscious under a variety of conditions. One condition is the failure of
the automatic level. Other examples are mental simulation of an action,
where the representation is voluntarily activated from within, or intentionally
selecting an action from several possible alternatives. Brain areas located
in the left dorsolateral prefrontal cortex and in the anterior cingular
region might be critical for this function, as suggested by neuroimaging
and also by behavioral observations in patients with frontal lobe lesions
: these patients consistently cannot shift from the non-conscious to the
conscious mode in case of failure of the automatic level. Whatever the
way it is accessed, however, the conscious content remains remarkably limited.
Finally, attribution of an action to its
proper agent represents the ultimate aspect of consciousness of action.
A possible hypothesis for the neural mechanism of agency is that internal
self-generated signals would exert an inhibitory influence on those cortical
sites which are responsible for analyzing the effects of an action. Lack
of inhibition and correlative hyperactivity in those sites (due to disruption
of these self-generated signals, for example) would automatically refer
the origin of the action to an external agent. Conversely, lack of disinhibition
would lead to overattribution to the self. The specific impairment of this
network in schizophrenia would explain the variety of agency problems in
these patients. This could represent the core of the disease, if one thinks
that the ability to produce agency judgements is one of the foundations
of self-consciousness and, by extension, represents the first step for
communication between individuals and social interactions. Those questions
of how can the self become aware of its own productions, how does it distinguish
itself from other selves, in other words, how can the "Who ?" of an action
be determined, are critical questions inherent to the social nature of
human beings (Georgieff and Jeannerod, 1999).
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Figure Legends
Figure 1
Orientation of opposition axis during grasping
movements.
The diagram on the left illustrates averaged
XY trajectories of the hand grasping the same object (a 6cm diameter upright
cylinder) placed at different locations (from 40° right to 10°
left with respect to body axis). I, T, W, trajectories of Index finger,
thumb and wrist, respectively. Note change in orientation of the axis between
final position of index finger and thumb (opposition axis), as a function
of object position..
Curves on the left are plots of orientation of
opposition axis as a function of object position computed within two different
frames of reference. Upper right : object centered frame of reference.
The angle of the opposition axis with respect to the reference axis changes
for each position of the object. Lower right : head-centered frame of reference
: the angle of the opposition axis remains more or less invariant. In each
diagram, the three curves refer to cylinders of different diameters (circles,
3cm, squares, 6cm, diamond, 9cm). (From Paulignan et al, 1997).
Photographs on the lower part illustrate critical
changes of hand configuration when varying the orientation of an object
(Data from Stelmach et al, 1994).
Figure 2.
Poor conscious monitoring of components of one’s
own actions.
An experiment using the apparatus displayed on
the upper left part of the figure was used to assess subjective awareness
of actions. Subjects drew on a graphic tablet straight lines in the sagittal
direction between two targets appearing on a computer seen in a mirror.
Subjects saw the line tracing appearing in the mirror as a red line. As
shown in the right upper part of the figure, a bias could be introduced
(dashed line) such that the subjects, in order to keep a straight line,
had to orient their movement in the opposite direction. At the end of the
trial, subjects were asked to indicate verbally on a chart (lower right)
in which direction they thought their hand had moved during the trial.
Results appear on the diagram on the left where the verbal responses were
plotted as a function of direction and angle of the bias (-10° to –2°,
to the left, 10° to 2°, to the right). As the figure shows, subjects
consistently indicated a direction corresponding to about 2°, even
when their movements erred by a larger angle. Black crosses indicate the
correct responses if subjects had perceived the direction of their movements.
From Fourneret and Jeannerod, 1998.
Figure 3.
Misattribution of action in schizophrenic patients.
Normal and schizophrenic subjects were shown
for five seconds their hand or an alien hand in a mirror (insert upper
left). The hand seen in the mirror could be that of the subject (subject),
or that of an experimenter performing an action different from that of
the subject (exp. Different), or the same as that of the subject (exp.
Same). After each trial, subjects had to respond whether the hand they
saw was theirs or not. In the most difficult situation (exp. Same), normal
controls misattributed the alien hand as theirs in about 25% of cases.
This proportion raised up to more than 80% in schizophrenic patients with
delusion of control. Non deluded patients were significantly better than
the deluded ones. From Daprati et al, 1998.